The Ultimate Guide to the Advisers Act: A Practitioner’s Guide (Practical Guide Series) (Volume 1)

August 14, 2019 - Comment

The Ultimate guide to the Advisers Act is finally a reference book that answers the questions many people involved in compliance at investment advisory firms, hedge funds, family offices, venture capital firms and private equity firms face in their day-to-day compliance routine. It is written for executives, as well as staff. With many illustrations and

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The Ultimate guide to the Advisers Act is finally a reference book that answers the questions many people involved in compliance at investment advisory firms, hedge funds, family offices, venture capital firms and private equity firms face in their day-to-day compliance routine. It is written for executives, as well as staff. With many illustrations and practical how-to tips, it is user-friendly and hits the key requirements for an effective compliance program under the Act. It tells you what to think about when starting out, as well as what to watch out for as a seasoned practitioner. It is written to make compliance accessible, easy to read, concise and pragmatic, with many charts and graphs for ease of use.

Comments

Anonymous says:

Not Very Useful All of the previous reviews must be friends of the author, as this book is very basic in scope, analysis and applicability. The scope is so narrow that it could have been handled with a simple memo posted on a blog or website. The analysis of this book is so rudimentary as to be of little practical use for a practitioner or anyone else. While the practical applicability is of this book is strictly limited to those who are deciding if they need to register as an Investment Adviser and wish to…

Anonymous says:

You need this guide. (You know that you do) Intelligent, succinct and well written from a practical perspective.

Anonymous says:

Very helpful book for RIAs Finally – a book written for financial advisors, not for lawyers in legalese. It is easy to understand and has all the need-to-know information in one place, practical tips are very useful, really helpful in our day-to-day compliance.

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